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Malpractice vs Involuntary Manslaughter: What is the Distinction?

The current legal case being tried in court regarding the death of Michael Jackson by the alleged acts of Dr. Conrad Murray as involuntary manslaughter in contrast to the death being an act of malpractice brings up the question: what is the difference in legal terms between medical malpractice and involuntary manslaughter. And, perhaps, what is the difference in ethical terms? If the physician is found guilty, the physician is punished financially in the first case but by prison time in the second. An excellent article written by Eisenberg and Berlin in the American Journal of Radiology in August 2002
http://www.ajronline.org/content/179/2/331.full gives case examples and may tend to answer to the question posed in the title of my thread. An excerpt from the article follows:


[The circumstances under which a physician's error of medical judgment triggers criminal prosecution are not totally clear. An English court of appeals ruled that to justify a criminal conviction, it must be proven that a physician acted with “gross negligence,” which is characterized by any or all of the following elements: indifference to an obvious risk of injury to health; actual foresight of the risk coupled with the determination nevertheless to run it; an appreciation of the risk coupled with a high degree of negligence in the attempt to avoid it; and inattention or failure to avert a serious risk.
A person whose behavior is grossly negligent” may be liable for involuntary manslaughter if his or her conduct results in the accidental death of another person. Most jurisdictions hold that something more than ordinary negligence must be proven before the defendant can be found guilty of involuntary manslaughter. This usually requires that there be a substantial danger not only of bodily harm, but also of “serious bodily harm or death.” The defendant must have acted “recklessly,” a term defined as a “gross deviation from the standard of conduct that a law-abiding person would observe” in the same situation The court must consider all the circumstances surrounding the incident, including the social utility of any objective the defendant is trying to fulfill.]


What, in my opinion, seems to be missing in the accusation of a physician with a crime of involuntary manslaughter rather than a professional error of malpractice is whether the physician's intent in diagnosis and management was to IGNORE ANY ATTEMPT toward the professional goal of beneficence (doing a "good" ) to his or her patient. If one could prove that such was NOT the intent and goal, shouldn't that be the overriding criteria to define a death as professional malpractice and not a crime? On the other hand, I look forward toward what how others on Medpedia look at this distinction. ..Maurice.
asked Oct 13 at 09:40PM in Other
  • What if the patient is considered by the public and considered by the patient (him/herself) as a "very important person" (VIP)? What if the physician is swayed by the personal demands of the VIP and in an attempt to provide emotional beneficence, attention to physical beneficence is missed, should the VIP share responsibility for a tragic physical outcome? Should that change what is considered a crime on the part of the physician to simply malpractice? Just wondering... ..Maurice.
    Maurice Bernstein MD commented Oct 17 at 07:20PM
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    answered Oct 19 at 07:39AM
    Maurice,
    Since it is early in the thread of this discussion, I will not attempt a long dissertation regarding the elements of involuntary manslaughter. As a beginning, let's concentrate on the term "gross negligence," which is necessary in most jurisdictions to charge someone with involuntary manslaughter.

    I have read many definitions of "gross negligence," but for our purposes, remember two things. First, the thing that makes it "involuntary" is that the outcome (i.e. death) was never the intent of the person being charged. Secondly, for negligence to be "gross," it is probably easiest to think of it as consisting of actions that display a "wonton disregard" for human life. In essence, this part is saying that a reasonable person, placed into a like circumstance, would perceive the danger to the other person and, absent some other, compelling factors, would normally refrain from such conduct.

    Using the example of Dr. Murray, there are three ways his actions can be viewed. First, he knew of the danger of giving such drugs to Michael Jackson, but for reasons we are unaware of, legitimately felt he was treating something that was worth the risk and, equally important, made the risks known to Jackson so that his acceptance of the risk could be an "informed" one.

    The second way of viewing the situation was that he did not appreciate the risks involved, and prescribed medication about which he lacked knowledge or training, and was thus negligent. Ordinarily, we would think of this a being mere negligence, but in the case of the particular drugs prescribed, their known risks, and the lack of any clinical indication for them, this could rise to the level of gross negligence; it would be an issue for a jury to decide.

    Finally, there is the possibility that Murray knew and understood the risks, but simply did what Jackson wanted him to do, thus failing to exercise his best medical judgment; a duty owed by every physician to every patient. He would have been doing this simply to continue to collect his exorbitant fee from Jackson, without regard for his health or the potential for death. This would be a classic case of involuntary manslaughter in this case because it would go beyond mere negligence to actions that would have displayed the "wonton disregard for human life" I alluded to earlier.

    Unfortunately, many actions of physicians are not as clear, and so criminal charges have been leveled at several physicians around the country, usually involving the prescription of schedule II drugs for other than proper clinical reasons. In most cases, I do not agree with the charges. they are most often being used as a hammer, to get physicians to do things the way the DA wants them done, rather than the way the physician feels they should be done. I will not elaborate on this now. Id be interested to hear a few more comments before I continue.
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    answered Oct 19 at 09:02AM
    Eric, how does the law look at the role and intent of a fully informed patient as a participant in the medical decisions which might lead to the patients unintentional or, as was the case of the conviction of Kevorkian for second degree murder, intentional death? Shouldn't such participation by the patient decriminalize the consequences to one of professional malpractice if professional standards were not followed? ..Maurice.
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    answered Oct 19 at 11:26AM
    Maurice,
    Absent specific legislation enabling physicians to follow a patient's wishes where the outcome is expected to be deleterious to the patient (e.g. assisted suicide), the law tends to look strictly to the acts and intentions of the physician.

    Look at it another way. A police officer is sitting in a room with another individual. The other person, for reasons that are irrelevant, asks the police officer to shoot him in the chest. The police officer knows that in all likelihood, that will be a fatal shot, and explains it to the other person. The person, however, having had it explained, still demands that the police officer shoot him. Despite the other person's participation in the event, wouldn't such a shooting qualify as manslaughter? Yes. Does the other individual's request relieve the police officer of his obligations? No. The same answers apply to a physician, even if the patient takes part in the decision.
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    answered Oct 19 at 03:43PM
    Eric, but will you agree that professional behavior leading to an unintended death is unfortunately a not extraordinary rare occurrence in medical/surgical practice? If criminality is established, in part, by "wanton disregard" for human life,should this professional misbehavior be characterized by the consequences toward one patient or toward many of the physician's patients. In other words, can this be an isolated event, neither anticipated by the physician or the patient or should "wanton disregard" be a matter of some ongoing philosophical or ethical misrepresentation of human life in which the physician is repeatedly "taking unprofessional chances" with his or her patient's life because of ignorances in standards of practice of which the physician is fully aware and has made no attempt to remediate or ongoing attention to his or her own self interest. If the physician's behavior is an isolated event, should not "wanton disregard" be rejected as a basis for establishing the act as a crime? I would suspect that most cases of a patient's death related to some action by a physician end up not as crimes but malpractice because the law looks at the physician's record of behavior and not the one case under review. However, as only a physician but one interested in medical ethics, this is solely the way I would look at "wanton disregard for human life" and obviously the way the law should look at this is beyond my skill. ,,Maurice.
  • 1
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    answered Oct 19 at 04:22PM
    Maurice,
    A crime is not defined by how many counts there are (i.e. how many times it is committed). Establishing a pattern of gross negligence for a physician may well be important for a number of reasons, but it has no bearing on what a doctor did in one particular case. We measure each instance against the "wanton disregard" standard to see how it measures up, and make a decision on that occurrence only.

    As a physician, I agree that there are many times when what a physician does can (and unfortunately does sometimes) result in death or injury. Simply because a patient died does not mean that the physician was even negligent, let alone grossly negligent. Let me provide an example.

    If a doctor give a medication to a patient with the best intentions, and because of the potential for liver damage from the drug, the manufacturer recommends liver function tests every 4 months, that would become the standard of care, absent new information. Now suppose a physician "neglects" to perform the tests (he or she simply forgot), and the patient develops liver failure and eventually dies. Is that doctor grossly negligent? Of course not because, among other reasons, he or she would have done the tests had they remembered to do so.They were "negligent," but there was no wanton disregard for human life simply because they neglected to live up to the standard of care.

    Now, take the same situation, but make it a drug which induces sleep. he has a patient who suffers from chronic insomnia, and demands that the physician prescribe the medication, even after he tells the doctor that he already has severe hepatic insufficiency as well as hepatitis A, B, C . . . you get the idea. Moreover, because of his schedule, and dislike of needles, he will never have his liver tested. Still, he wants the drug, and will pay the doctor a handsome fee to forget what the standard of care is and to what he (the patient) wants. The doctor agrees, does no physical examination or prior blood tests, gives the drug and a month later the patient's liver fails, the serum level of the drug rises enormously, and the patient dies (e.g. in respiratory arrest, suppressed by the high serum level of the drug).

    Do you really need to compare what the second doctor did with the remainder of his career to judge that his knowing prescription of a dangerous drug to a patient who clearly is not a candidate for it, simply for the fee, constitutes wanton disregard for human life? I don't think so, any more than you need to compare the first doctor's actions to the remainder of his career to see that it was "mere negligence," not gross negligence, and that there was no disregard for human life at all.

    Yes, the line may easily become blurred, but it still needs to be drawn somewhere, otherwise every action a doctor takes that ends in a death, no matter how egregious, can be "chalked up to negligence, and only the insurer would have to pay. Are we held to a higher standard than many others? Absolutely! But, I ask you, would you really want to change that?
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    answered Oct 20 at 05:00PM
    An excellent response but just to extend what you wrote a bit further. Are you supporting my view that legal decision of whether or not there was "gross negligence" in the physician's act or acts really all center around the physician's motivation and intent in the development of the negligent act or acts? In the first example you gave, if the "failure to perform tests" leading to the patient's death was an error of judgment or simple "forgetting" then the intent could be that the physician wanted the best or only good for his or her patient (beneficence) and that the "forgetting" was just a human error and the act was not "wanton disregard for life". In the second example, what we are dealing with is an entirely different scenario: a physician acting with the motive or intent to get that fee despite " knowing prescription of a dangerous drug to a patient who clearly is not a candidate for it" and by that motivation or intent, the fatal consequence could legally support a conclusion that the physician had "wanton disregard for human life" and thus performed with "gross negligence".
    Yes, there is "blurring of the line" since there are public references to physicians who, as examples, perform unnecessary surgery for money or fame (obviously with patient "informed consent") which occasionally leads to severe injury or death? Are they sent to prison or, as I suspect, do they simply lose their malpractice case and perhaps have the medical license taken away by their state medical board? I still go back to motivation and intent as a criteria.

    I hate "blurred lines" (to me, moral or legal astigmatism)! ..Maurice.
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    answered Oct 21 at 04:00AM
    Intent may play a large role in the decision, but it is not the only factor. Take the case of a surgeon who operates on a patient while drunk. His intent may be to help, but he is well aware of his self inflicted disability and the increased probability of harm to the patient; yet he performs the surgery anyway. Perhaps we should either substitute the word "knowledge" for "intent," or make this a two pronged test.

    The threshold question in our inquiry should be whether the physician had the necessary knowledge or skill to appropriately treat a particular patient. If the answer is "no," and he treats anyway (absent an emergent situation), then if the patient dies as a result of what he did or neglected to do, he could be guilty of involuntary manslaughter regardless of his motives.

    If the answer to the first question is "yes," we would move to the second question - intent (as in the example I used above). If the physician allows a motive other than the patient's well being to drive his actions, and a patient death results from those actions, he may, again, be guilty of involuntary manslaughter.

    Please note that in this example, I am using the word, "intent" in its legal sense (i.e. the intent to perform an act regardless of the harm it may cause, not necessarily the intent for harm to occur). Killing a patient because a surgeon operates while intoxicated is little different from driving a car while drunk. Your intent may not have been to harm, but if you cause an accident and someone is killed, you are still guilty of manslaughter because you "intended" to become drunk and you "intended" to operate a motor vehicle while drunk. In like manner, a physician who "intends" to perform a particular act (like drinking) and allows that act to cause the death of a patient, could also be guilty of manslaughter.

    Finally, please note that in each example above, I've used the conditional, "could" rather than would to infer guilt. There may well be mitigating circumstances that would remove both the act and the outcome from our discussion. One defense against such guilt would be "necessity." In other words (and I know this is a strange example but it illustrates the point), if a surgeon were drunk, but he was the only surgeon within a hundred miles, the necessity for the surgery was unanticipated, and failure to perform the surgery would inevitably result in the patient's death, then the "necessity" for the intoxicated surgeon to perform the surgery would outweigh the other factors and manslaughter would not be an issue.
  • 0
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    answered Oct 21 at 05:24AM
    Intent may play a large role in the decision, but it is not the only factor. Take the case of a surgeon who operates on a patient while drunk. His intent may be to help, but he is well aware of his self inflicted disability and the increased probability of harm to the patient; yet he performs the surgery anyway. Perhaps we should either substitute the word "knowledge" for "intent," or make this a two pronged test.

    The threshold question in our inquiry should be whether the physician had the necessary knowledge or skill to appropriately treat a particular patient. If the answer is "no," and he treats anyway (absent an emergent situation), then if the patient dies as a result of what he did or neglected to do, he could be guilty of involuntary manslaughter regardless of his motives.

    If the answer to the first question is "yes," we would move to the second question - intent (as in the example I used above). If the physician allows a motive other than the patient's well being to drive his actions, and a patient death results from those actions, he may, again, be guilty of involuntary manslaughter.

    Please note that in this example, I am using the word, "intent" in its legal sense (i.e. the intent to perform an act regardless of the harm it may cause, not necessarily the intent for harm to occur). Killing a patient because a surgeon operates while intoxicated is little different from driving a car while drunk. Your intent may not have been to harm, but if you cause an accident and someone is killed, you are still guilty of manslaughter because you "intended" to become drunk and you "intended" to operate a motor vehicle while drunk. In like manner, a physician who "intends" to perform a particular act (like drinking) and allows that act to cause the death of a patient, could also be guilty of manslaughter.

    Finally, please note that in each example above, I've used the conditional, "could" rather than would to infer guilt. There may well be mitigating circumstances that would remove both the act and the outcome from our discussion. One defense against such guilt would be "necessity." In other words (and I know this is a strange example but it illustrates the point), if a surgeon were drunk, but he was the only surgeon within a hundred miles, the necessity for the surgery was unanticipated, and failure to perform the surgery would inevitably result in the patient's death, then the "necessity" for the intoxicated surgeon to perform the surgery would outweigh the other factors and manslaughter would not be an issue.
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    answered Oct 21 at 11:02AM
    Thanks. I think I finally got the idea of what is "gross negligence" leading to the charge of involuntary manslaughter: it is NOT intent nor motivation. It is not about behavior of a physician that happens to be unique to the physician's professional history. It is defined by the physician's act or acts which clearly do not meet the standard of medical practice which should be known to all professionals and that the physician disregarded established standards of practice and patient safety of which the physician was aware and which actions ends in the patient's death. And by this behavior and result demonstrates that the physician had "wanton disregard" for the life of the patient. And simple malpractice is but an error in judgment or practice which ends with injury or death of a patient but in which "wanton disregard" cannot be established. In conclusion, the words of wisdom to all physicians would be: Remain educated in the professional medical and surgical standards of what you do and including commonly accepted public standards and don't allow yourself to deviate from those standards without considering the implication of that deviance with regard to the life of the patient. And if you are making that deviation, be sure that you have already available a good defense lawyer. Right? ..Maurice.
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    answered Oct 21 at 12:15PM
    You got it!

    I would add one thing to your explanation though. If you deviate from the standard of care, make sure you document why you are doing it, how it is expected to benefit the patient, and that the patient was made aware of the deviation and agrees (in addition to getting the consent signed). As for the good lawyer, I can be reached at the number in my profile. ;-)
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    answered Oct 21 at 06:19PM
    Eric, you are perfectly correct: THE PHYSICIAN SHOULD DOCUMENT EVERYTHING THAT LEADS TO WHAT IS BEING DONE, WHAT EXACTLY YOU DID AND WHY YOU DID IT AND THE LATTER, TO WHAT BENEFIT WAS THE ACT ANTICIPATED FOR THE PATIENT. Also, THE MORE WORDS, generally the better since the physician must to try to AVOID AMBIGUITY IN DOCUMENTATION.

    Speaking of a "good lawyer", though this question may be inappropriate for the general context of Medpedia: What is the difference between a "good lawyer" for the defense and a "good lawyer" for the prosecution? My specific, though probably naive question is whether that "good" is determined by their statistical professional case outcomes or by how they relate professionally (intellectual skills,care and attention) to each of those who they are responsible for: the defendant and the general public respectively. I would think that because of the independent decisions made by each jury, that "good" lawyer based on his or her statistics is questionable. Eric or others might answer my question here if desired. ..Maurice.
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    answered Oct 21 at 06:54PM
    Maurice,
    Since our legal system is defined as an adversarial system, the definition of a "good lawyer" is simple. A good lawyer is one who zealously represents his or her client while maintaining their own integrity and candor toward the tribunal, their client, and opposing counsel; and one who wins.
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    answered Oct 21 at 07:22PM
    And Eric..back to the Medpedia topic.. a "good physician" is one who attends to his or her patient while maintaining their own integrity and their excellent medical skills toward the medical profession, their patient, and the public. The main difference I find is "the winning". Can't a physician be "good" without the highest "winning" score? I think there is much more to the goodness of a physician than look at the winning statistics thus insisting only on a cure. ..Maurice.
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    answered Oct 21 at 10:43PM
    Maurice,
    There is a much more fundamental difference between the practices of Medicine and Law. There is no adversary in Medicine but disease. We are all on the side of the patient. Winning, unlike in Law, is never defined as a zero sum game. A physician "wins" when he or she fulfill their goals for their patients. Most times, that goal is a cure, but sometimes it is merely palliative, and ultimately, it is to give comfort where we can at the end of life, when we have little else to offer.

    We, as physicians, should perhaps paraphrase the Serenity prayer as; "grant us the strength to stand by our patients when there is no longer anything else we can do, the courage to treat, even when we must cause pain to ease suffering and cure disease, and the wisdom to know the difference."
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    answered Oct 26 at 08:20PM
    My original question has a lot to do with professional standards of practice and to the degree those standards are not followed in the case of malpractice or involuntary manslaughter. The question I have after, with your help Eric, sorting out the differences between these two legal wrongs, is by whom should the professional standards of practice be defined and established? Also to what extent should the standards be immutable since those who set the standards for the profession will be totally unaware of how they must be applied to the very individual patient with whom the physician is in a therapeutic relationship. There are procedures or therapies which are clearly irrational exercises since they in no way can be considered to be of any value to a patient other than as some "expensive placebo" if that. Shown by knowledge of anatomy or physiology or pharmacology or other scientific studies that these actions are clearly irrational, the application of such actions by a physician in the management of a patient could be readily deemed a violation of a standard of practice. The treatment of acute tonsillitis with an appendectomy might be a gross example or the use of acupuncture to cure breast cancer might be another. But what if, for example, the therapy in itself is not irrational, in that there is some potential for the therapy to lead to the intended therapeutic goal but the professional community has agreed that this particular therapy does not meet the standard of practice as for example, the use of propofol for those patients with insomnia. My current understanding is that this drug is not used for this condition by standards of practice. Disregarding the issue of under what conditions or how the therapy was administered, how should a physician respond to a patient who insists on a therapy, such as propofol for intractable insomnia when the physician is aware that this therapy is not acceptable under current professional standards. And if the patient asks the doctor who rejects the request "who has set your professional standards and how does that person know about me?"

    As a lawyer, Eric, who sets your professional standards of practice, where are they located and are they immutable? Can violating them, for example, leading to the execution of an innocent victim, ever lead a lawyer involved in the case to punishment as a criminal. You can see my ignorance. More wondering on my part. ..Maurice.
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    answered Nov 06 at 01:21PM
    Maurice,
    The situation in Law is much simpler. The code of professional conduct, or what is referred to as "Professional Responsibility" (the standards) is codified both as a model code, and within each jurisdiction. In fact, when we apply for admission to the Bar to practice Law, it isn't enough that we have passed the Bar exam and meet the other varied standards set by a particular jurisdiction, we have to take a course in Professional Responsibility in law school, and then must pass a separate examination called the MPRE (Multistate Professional Responsibility Examination) before being allowed to practice. Moreover, a breech of the code can bring sanctions ranging from simple censure to disbarment.

    These standards are set by committees within the profession, usually appointed by the Supreme Court of a particular jurisdiction, and are reviewed (more or less) annually to make sure they remain needed and relevant. While this seems like a cumbersome system, no attorney can ever claim not to be aware of what the standard of care is for a licensed attorney in whatever jurisdiction they are in, or claim not to have understood what is meant.

    We have a slightly different problem in Medicine, because we always deal with two sets of standards. The first is professional standards, much like attorneys have. In other words, we answer the question, "what is the "right" thing to do;" circumstances not withstanding (i.e. it is never OK to intentionally injure a patient)?

    The second set of standards is more problematic.It involves how to treat a particular patient under specific circumstances. Because no area of Medicine is an exact science yet, there is frequently more than one legitimate opinion as to the right way to treat a patient's problems. In Law, we refer to this as the "Two Schools of Thought" doctrine, but that only begs the question since lawyers don't have to make the actual treatment decisions. Essentially, the standard of care usually consists of the may most physicians agree that something should be treated, along with the way any other significant minority feel it should be treated. This is usually only available in consensus articles and the like, and is open to some debate.

    The last part of the standard of care we normally use is the one that allows novel approaches to be used, even when both the benefits and the risks are unclear, as long as the patient knows and understands those benefits and risks, and decides to accept them (and signs a detailed informed consent). That doesn't make the particular treatment the standard of care, but makes its use acceptable.

    The fact is that not only is there no medical group of which I am aware that advocates using propofol in the manner which Murray used it. Moreover, there is no evidence of informed consent. Beyond this, however, Murray was grossly negligent in the "manner" in which he used it, making the remainder of the discussion irrelevant.

    Finally, I offer one last thought. There is nothing particularly below the standard of care in using placebos that do not put the patient at risk. There is a great line from the old "Dr. Kildare" movies (the REALLY old ones with Frederick March, etc.), that says, "[i]f a patient has pain, we treat his pain. If he only thinks he has a pain, we treat the pain he things he has."
  • 0
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    answered Nov 07 at 06:01PM
    Eric, thanks. Today's jury decision of guilty of involuntary manslaughter in the Dr.Conrad Murray trial of Michael Jackson's death perhaps finally settles the issues described in this Question at least for Dr. Murray. I presume, though, that a death of a non-VIP Joe Blow from proprofol in a home setting without adequate anesthesia equipment, without adequate professional monitoring and as carried out by a Dr. Jones who delays calling 911 will have the jury arrive at the same decision---a simple matter representing a standard of judicial practice. ..Maurice.
  • 0
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    answered Nov 14 at 02:54PM
    I would hope so.
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